shares for specific objective capital increase to offer to specific Investors (Private Placement) 3) Providing additional explanation that the ultimate shareholders of Silom Road Limited and Chit Lom
Providing Compliance Unit of an Intermediary
Rules, Conditions and Procedures for Providing Services as Securities Registrar
Waratchya Srimachand, SEC Deputy Secretary-General, stated “The SEC aims to support investors in achieving financial well-being, enhancing their knowledge and understanding, and providing easy
in class action litigation. It also intends to increase investors’ awareness of their legal rights to claim for remedies from those who broke the laws and caused them harm.” Acting Sub Lt. Dr
) 2019 2018 Increase/(decrease) % Income Income from Sale of Goods 190,461.74 203,555.86 (13,094.12) (6.43) Income from Sevice 107,526.94 26,275.28 81,251.66 309.23 Cost of Sale of Goods (151,506.32
higher cost for providing the “Home Service” program. 4. Selling and administrative expenses (SG&A) amounted to Baht 3,064.84 million, an increase of Baht 102.35 million or up by 3.45% as compared with the
, and to increase intermediaries? flexibility and efficiency in providing investment services conducive to fair competition with foreign counterparts.The hearing covers draft rules on provision of
requirements on qualifications of each type of licenses will also be adjusted accordingly to ensure that the salespersons will have proper knowledge of the products they offer. Additionally, to increase the