The cooperation between SEC and the Faculty of Law, Chulalongkorn University under these 2 MoUs is the beginning of a concrete cooperation on the following matters: (1) Cooperation in developing business and human rights training courses for business sector in the Thai capital market is an assigned mission under the National Action Plan on Business and Human Rights Phase 1 (2019 – 2022) or NAP Plan, following the United Nations Guiding Principles on Business and Human Rights...
___________________ Clause 3 To encourage derivatives clearing houses, which are financial market infrastructures, to deploy effective and secure risk management systems, provide services in a transparent and fair
depositories, which are financial market infrastructures, to deploy effective and secure risk management systems, provide services in a transparent and fair manner, and operate appropriately and correspond with
Period As Of Details NFORCE SECURE PUBLIC COMPANY LIMITED 2023 Reviewed Company Q2 30/06/2023 NFORCE SECURE PUBLIC COMPANY LIMITED 2023 Reviewed Company Q1 31/03/2023 NFORCE SECURE PUBLIC COMPANY LIMITED
in the capital market sector should therefore sufficiently provide necessary resources and focus on coordination among agencies, especially exchanging information necessary for prevention and
Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar
derivatives broker has advanced its own asset to secure or satisfy the obligations incurred incidental to, or resulted from, a derivatives transaction for the account of a customer, the derivatives broker
.............................................................. 17 4 5 I. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS A. Directors and Senior Management1 Provide the names, nationality, addresses and functions of the issuer's directors and senior
companies comply with the following key regulations: 1) To provide several investment plans for members to choose from, including a qualified default policy for those without expressed preference; 2) To
or should have been known, but not exceeding two years from the effective date of registration statement.” 1 I. DESCRIPTION OF THE DEBT SECURITIES A. Economic Terms of the Debt Securities 1. Provide