Settlement Committee Order No. 2/2020 Dated 23/01/2020

Management?), failed to order or act his duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply

. However, Krungthai-axa reported the appointment of such position on May 7, 2020. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 15/2020 Dated 20/05/2020

Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020

Committee Order No. 27/2020 Dated 18/11/2020

. 1/2020 Settlement Committee Order No. 2/2020 Dated 23/01/2020

Management?), failed to order or act his duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply

. However, Krungthai-axa reported the discontinuation of such position on May 8, 2020. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 15/2020 Dated 20/05/2020

and truthful report of the net capital to the office of Securities and Exchange Commission. SEC Act S.109 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09

. 6/2020 Settlement Committee Order No. 28/2020 Dated 18/11/2020