care of such client's securities trading account for a certain period of time. {A} admitted that the client allowed him to make securities trading decisions and he has already compensated the client for
royal decree came into force. SEADEX applied for an operating license before 14 August 2018 and that allowed SEADEX to continue its business operation according to the transitional provisions.SEC is in
Securities and Exchange Commission No. KorRor. 4/2558 Re: Determination regarding Types of Transactions in Capital Market Allowed to Use Form of Trust (No. 3) _____________________________ By virtue of Section
valuation of overseas investment. The SEC therefore allowed VTE to submit the audited/reviewed financial statements within October 28, 2014. # # # # # #
with the amendment to the Securities and Exchange Act. SET member and non-SET member securities firms will be allowed to trade listed securities outside the stock exchange only a case that trading is
private funds, resulting in one all inclusive type which would be allowed to invest in any financial assets and transactions according to the agreements with the clients, and (3) permission for margin loans
securities clients.Essentially, securities companies and derivative business operators would be allowed to invest their clients? assets in money market funds as well as bills of exchange and promissory notes
to cornerstone investors whereby the underwriter would not be allowed to be a cornerstone investor of the underwritten securities to protect the best interest of investors.The consultation paper is
in a new property may be proposed for the unitholders? consideration in concurrent with the proposal for approval of fund conversion. In addition, a property fund would be allowed to issue remedy
instrument or transaction is allowed without ratio limit, and obligations by way of borrowing or repurchasing (repo) agreement is permitted at the limit of 50 percent of the NAV.A hearing on the principles of