alignment with the UN Sustainable Development Goals (SDGs). During the meeting, the SEC’s key action plans were discussed, which included the introduction of innovative financial tools to promote

The MOU reaffirms mutual intention to promote and support provision of pools of knowledge for listed companies and regulated entities under the SEC supervision to enhance their awareness of the

encouraging progress is a validation of the ACMF’s efforts to promote the sustainable finance agenda in the broader capital market through the Roadmap for ASEAN Sustainable Capital Markets. On connectivity, the

the Securities and Exchange Commission, Thailand, and Thai Listed Companies Association for taking bold steps to promote women’s leadership roles, track progress, endorse the Women’s Empowerment

Crowdfunding: An Alternative Economic Tool to Promote Innovation in This Digital Era for Inclusive Growth ในหัวข้อ Developing Effective Crowdfunding Regimes เพื่อบรรยายและแลกเปลี่ยนประสบการณ์ในการกำกับดูแลและ

assistance and capacity building to support SEC’s roadmap in establishing an ecosystem for fundraising and investment that will promote sustainable finance development._____________________

The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well as updates on trends and the impact of changes in the industry. Also featured was a case study on integrating ESG criteria into investment analysis and investment decision making, which investment analysts and fund managers can apply to their work. ESG, in essence, is a mechanism for developing a sus...

techniques for assessing and selecting quality auditors, guidance on communication with the auditors, as well as existing mechanism and tools that can promote effectiveness of audit committees’ duties, with

Some business operators wish to provide services of specific securities business, for example, brokerage,  dealing and underwriting of equity instruments or private fund management, but are unable to operate such businesses with reasonable costs because the current licensing regime under the Ministerial Regulation is securities license which includes various groups of securities business and all securities which come with high application fees and do not answer the need of business operators who...