reports on financial conditions. In addition, their executives must possess the prescribed qualifications.Besides public sector organizations must file registration statement with additional material
does not possess prohibited characteristics pursuant to the law governing securities and exchange and notifications issued by virtue of the said law. The letter of certification shall be signed by the
-backed ICO with a proper mechanism to protect investors’ rights. 1. Appoint a trustee to protect digital token holders’ interests. Trustee will possess real estate or hold shares of special-purpose entity
shall be paid within ten days as from the date the SEC Office notifies the result of preliminary consideration that applicant possesses qualification and does not possess prohibited characteristics: (1
Criminal Fining Committee thus fined him 500,000 baht.Such fine penalty has caused him to possess untrustworthy characteristics of directors and executives of securities issuers and listed companies. The SEC
, filed a criminal complaint with the Department of Special Investigation (DSI) for further legal proceedings. As a result, Surasak is deeemed to possess untrustworthy characteristics and therefore banned
possess untrustworthy characteristics of company directors and executives from the date of being named throughout the period of the criminal complaint and legal action.**In any case, filing the criminal
Nomination Committee, which is also appointed by the Minister of Finance. Expert Commissioners must have qualifications and do not possess prohibited characteristics as specified by law, and at least one
of Prohibited Characteristics _______________ (Translation) -3- Part 1 Prohibited Characteristics _______________ Clause 3 Personnel in capital market industry shall not possess any prohibited https
Commission which each type of customers may invest or possess. Clause 8. In case the customer wishes to put his or her property into the custody of the derivatives fund manager, the derivatives fund manager