prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment The BOT and the SEC previously discussed and reviewed the benefits and risks of digital assets and
capital adequacy. There are also new provisions about the accountability of the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8823 SEC amends regulations prohibiting securities issuers / listed
SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment The BOT and the SEC previously discussed and reviewed the benefits
approval from the SEC before proceeding in order for the SEC’s efficient monitoring of digital asset business operations; (4) Improvement of Service Standards: Prohibiting digital asset business
manager of UOB, knew in advance that UOB was preparing for the sale of the UOB8TF assets and prohibiting all employees from trading units of the fund. Taking advantage of the said fact, he used the
Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meet...
/We affirm that the units of the NRI CIS have been or would be offered for sale in Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No
be under the banning order of sale. Chapter 3 Offering for Sale Regarding Units of Foreign Collective Investment Scheme to General Investor _________________________ Clause 7 Units of a foreign
NRI CIS have been or would be offered for sale in Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify