Ph.D. (Economics), University of Pennsylvania, U.S.A. M.A. (Law and Diplomacy), Fletcher School of Law and Diplomacy, Tufts University, Massachusetts, U.S.A. B.A. (English Literature (Honors Program
Jomkwan Kongsakul, Deputy Secretary-General of the Office of the Securities and Exchange Commission, Distinguished guests, Ladies and gentlemen, • I am honored to join you here today to celebrate completion
non-AARG audit regulatory agencies. SEC Secretary-General Ms. Ruenvadee Suwanmongkol stated during her welcome speech on the first day of the workshop: “The SEC is greatly honored to host this year’s
opportunities which in turn generating mutual benefits to both countries? capital market and economic development.At the Ministry of Economic and Finance, Phnom Penh, the MoU signing ceremony was honored by the
systems of work related to the program trading in accordance with the rules, conditions and procedures of the notification of the office of the Securities and Exchange Commission. SEC Act S.113
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) สนับสนุนสมาคมบริษัทจดทะเบียนไทยจัดกิจกรรม TLCA CFO Professional Development Program (TLCA CFO CPD) ครั้งที่ 5/2562 ในการบรรยายเรื่อง “The
SEC has teamed up with the United Nations Development Program (UNDP) and the Global Compact Network Thailand (GCNT) in organizing a seminar titled, “From ESG to SDGs : Integrating SDGs Impact
program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement
newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code