the SEC’s strategic priority to build cyber resilience and to ensure that licensed corporations have efficient IT systems and resilience to cyber threats and are able to comply with the governing rules
an exception for appropriate and efficient mechanisms to prevent a conflict of interest in place, annual financial statements approved by an auditor, and maintenance of capital reserves in accordance
-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
. - The company has gross profit of 133.86 million baht or 16.84% of sales compared to the same period of 2019 which has gross profit of 109.72 million baht or 14.96% of sales due to proper and efficient
License ดังนั้น การจัดตั้งกองดังกล่าว จึงไม่จำต้องมี derivative license อย่างไรก็ตาม การจัดตั้งเป็น Fund of Funds หรือ Feeder Fund ที่กองทุนปลายทางมีการลงทุนใน derivatives เพื่อ EPM (Efficient
. This will help investors access investment tokens more widely and provide businesses with more efficient fundraising channels.In the case of due diligence, an ICO portal is able to outsource only a due
advice in relation to the SEC rules and regulations and disclosable information for a more efficient investor rights exercising process”, said the SEC Secretary-General.The SEC has continuously supported
efficient to foster trust and confidence in the Thai digital asset market among investors. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=995 and the central legal
in turn helps to foster a more trustworthy, efficient, and inclusive capital market for all sectors. More information is available at https://sustainablefinance.sec.or.th/Fund Remark