, received, stored or processed through electronic procedures; “securities company reporting https://publish.sec.or.th/nrs/6999se.pdf 21061047.pdf technology solutions for electronic devices 3. providing
” means any exchange rate, interest rate, financial index https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf freshfield collected or processed pursuant to an
: Clause 1 In this Notification: “ derivatives business operator ” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not
this Notification: “derivatives business operator” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not including
-specialjuristicperson1997-amended 061120 revenue. The fees shall become the property of the SEC Office. Chapter 2 Special Purpose Juristic Person Section 9. Securitization under this Emergency Decree shall be processed by a
company and a juristic person under specific laws; (8) “listed company” means a company whose shares are listed on the Stock Exchange of Thailand; (9) “juristic person under specific laws” means a juristic
statement indicating that the client had signed the documents to open the securities trading account in witness of an investment consultant. Nonetheless, {B} admitted that she was the one who processed such
supervisor or agent who collects and receives payments of debts of the special purpose juristic person or any place where data is collected or processed pursuant to an authorisation of such person or any place