การกระทำที่อาจมีความขัดแย้งทาง ผลประโยชน์กับลูกค้าของบริษัทหลักทรัพย์ และการลงทุนเพื ่อเป็น ทรัพย์สินของบริษัทหลักทรัพย์ เป็นต้น 2.4 ผู ้ ใช ้งานที ่ ได ้ร ับสิทธ ิในการใช้งาน ในระดับสูง (privileged user
build the strength of grassroot people, and those who can take care of themselves should help the less fortunate groups to stand on their own. The government is doing its part to reform the laws and
standards, the ASEAN Debt Securities Disclosure Standards, for public offering. In case of the offerings to institutional or high net worth investors, only a minimum free-form disclosure is required. However
and Submission of PVD Factsheet, divided into two cases, i.e.: In case of adding a new investment policy to the existing PVD, the asset management company (AMC) is required to disclose the PVD
proposed regulations can be summarized as follows: 1. Disclosure and submission of PVD Factsheet 1.1 In case of adding a new investment policy to the existing PVD, the AMC would be required to disclose
, required to offer and sell newly issued securities by the Rehabilitation Plan, with an exemption from submitting an application for approval to the SEC, providing further that the Company must comply with
with international standards and the industry?s needs. The revision involves the following key matters:1. Approval of directors and executives of securities companies(1) A securities company is required
Under SEC’s proposed disclosure requirements, funds that invest in leasehold rights of real estates or in future revenue sharing contracts of infrastructure projects (leasehold funds) are required
required. Moreover, certain criteria will be applicable to the business operator such as (i) outsourcing policy and arrangement must be made in writing; (ii) contingency plan must be in place for the case
Presently, the digital asset business operators are required to hold shareholders’ equity as a minimum capital requirement to assure their sufficient capital for continuous business operations