2023. However, WAS prepared and submitted such document on 26 October 2023 which is which failed to prepare and submit such document within the period specified in the notification of the SEC. SEC

to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within December 20, 2019. However, Mr. Charoensook prepared and disclosed the report (Form

and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within March 4, 2020. However, Mr. Fahmai prepared and disclosed the report (Form 59-2) to the SEC

prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the

Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the

Office within the next business day. However, Phillip Asset Management Company Limited prepared and and submited Form A-2 late in 3 cases, namely Form A-2 for the July 31, 2023, October 2, 2023, and

Kanokpailin has the duty to prepare and disclose a report regarding her holding securities and the changes to such holdings (Form 59-2) within November 23, 2020. However, Miss Kanokpailin failed to prepared and

Capital Market Supervisory Board. However, TTCL prepared and submitted the inaccurate financial statement for Q2 year 2020. Later, TTCL submitted the rectified financial statement for Q2 year 2020 on 28

Capital Market Supervisory Board. However, TTCL prepared and submitted the inaccurate financial statement for Q3 year 2020. Later, TTCL submitted the rectified financial statement for Q3 year 2020 on 28

Market Supervisory Board. However, TTCL prepared and submitted the inaccurate financial statement for the year 2020. Later, TTCL submitted the rectified financial statement for the year 2020 on 28 February