2019 Chairmanship, “Advancing Partnership for Sustainability”. The ACMF Deputies’ Meeting also discussed on the possibility to accept the Philippines as a new member of the ASEAN CIS to further promote
-based crowdfunding framework which launched last May is now gaining interests from various parties. In addition, the SEC is looking at the possibility to allow automated portfolio management advice, also
procedure to replace the performance of the audit committee because there is less possibility of damage to the customers and requirement of the audit committee may cause unnecessary burden on the business
possibility to be unable to treat shareholders fairly by giving benefits to any group of shareholders, which will create an advantage over other shareholders or give inappropriately more benefits than other
perhaps contradictory regulations between jurisdictions is also an issue that should be monitored so that no regulatory vacuum is allowed to develop (i.e. issues slipping through in which no authority has
information or dissemination of advice with false information. SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing. Any related and interested parties are welcome
services and putting investors first, while discussed with the business operators for comments and suggestion on this issue. The proposed guidelines and this public hearing will be presented to business
Allocation of the Newly Issued Shares (Attachment 1). 5. Approved to propose to the Shareholders’ Meeting to consider and approve to issue and offer convertible debenture on a private placement basis (Private
application for an offer for sale of newly issued shares due to a significant suspicious ground regarding management mechanism in any of the following manners: 10 1. having a possibility to be unable to treat
mutual fund issue and deliver certifying documentation of rights over investment units? And how? (b) In what cases and conditions may the rights of the mutual fund unit holders be restricted and how? In