work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
objectives for administration of the regulations and rules are as follows: Investors have access to information and make confident decisions on investment. The capital market is operated with fairness
SHARE : Detail Content Investors' Rights The law prescribes rights for investors so that they are treated with fairness, not fall prey to fraudulence schemes, and not exploited by any parties. The
response to the changing environment and be able to protect the rights of retail investors. The SEC is pleased to witness the cooperation between institutional investors and the right protection volunteers
> Fundraising > Equity Instrument > Share > Private Placement of Shares and Warrant (listed co) Regulations SHARE : Detail Content Equity Instruments Shares Private Placement (PP) of shares and warrant
> Regulations > Fundraising > Equity Instrument > Employee Stock Option Program Regulations SHARE : Detail Content Equity Instuments Employee Stock Option Program (ESOP) Employee Stock Option Program
> Fundraising > Equity Instrument > Warrant Regulations SHARE : Detail Content Equity Instuments Warrant Public Offering of a Warrant (PO Warrant) Rights Offering of a Warrant (RO Warrant) Private
12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities
March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange
the Asian region.? Assoc. Prof. Dr. Pradit Wanarat, NIDA President said, ?NIDA is very pleased with the MOU signing on ?Academic Alliance? project with the SEC today. This is considered another