any person as a co-advertising producer, such person must be subject to supervision to comply with the relevant rules. On sales promotions, it must not persuade or urge investors to make investment
and a minimum of 10 million baht in paid-up capital will also be applicable. Meanwhile, annual license fee will be lowered for the all Type D licenses brokering at least 3 types of the investment unit
integration will also offer a one-stop trading venue for investors, and thus enhance our futures market's competitive edge in the international arena. In this regard, the SEC has collaborated with relevant
integration will also offer a one-stop trading venue for investors, and thus enhance our futures market?s competitive edge in the international arena. In this regard, the SEC has collaborated with relevant
The amendments aim to enhance suitability for the risk profile of the foreign issuer and alignment with the changing contexts and landscape of the bond market. In this regard, five relevant
detailed information relating to the issuing company of the securities and the conditions of securities, including the suitability for investment and the relevant risk exposure. The effectiveness of this
relevant to the CRA, consistent with the applicable credit rating methodology that is in effect. Therefore, the CRA should establish, maintain, document, and enforce policies, procedures, and controls to
compliance indicating the applicable standard for its debt securities issuance. 2. Additional disclosure in the Registration Statement: The minimum disclosure must comply with the ICMA’s standard. More details
/PB_Detail.aspx?SECID=1068. Relevant stakeholders and other interested parties are invited to submit their comments via the website or email: tonyada@sec.or.th or pattarav@sec.or.th. The hearing ends on 25 May