scheduled and conducted properly, with transparency and efficiency, and ensure inclusive and equitable treatment of all shareholders and their ability to exercise their rights. Principle 8.3 The
บรรยาย เพื่อให้ผู้บริหารและพนักงานเข้าใจการประเมินคุณธรรมและความโปร่งใสในการดำเนินงานของหน่วยงานภาครัฐ ( Integrity and Transparency Assessment : ITA ) และ หลังจบการบรรยาย นางพราวพร เสนาณรงค์ ผู้ช่วย
, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
Stakeholders 2. Sustainability and Resilience 4. Disclosure and Transparency 3. Disclosure and Transparency 5. Responsibilities of the Board 4. Responsibilities of the Board Assessment Results CG
acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of
overseen by experts, all aimed at creating an illusion of trustworthiness. In addition, the SEC continues to prevent investment scams in various manners, as follows: (1) Posting on the
DODD-FRANK ACT • Financial crisis revealed behemoth players in financial industry were not overseen by any regulatory authority • Dodd-Frank mandated additional SEC oversight on PE and HF firms JUNE 22
monitor- ing of audit and accounting standards should be overseen by bodies independent of the profession. A strong disclosure system that promotes real transparency is a pivotal part of market-based
SHARE : ASEAN audit regulators and audit firms discuss initiatives to raise audit quality and market transparency in the region Tuesday 16 June 2015 | No. 79 / 2015 Bangkok, June 16, 2015 ? ASEAN audit