digital assets and keys* and ensure safety of clients’ assets.    The regulations cover the following requirements:  (1)  Policy and guidelines for overseeing risk management and management of digital

approximately 30,000 shares to more than 600,000 shares. The seven offenders conspired to cause such irregular trading activities. Sathit was the financial source for the scheme whereby Tanyapa passed along the

screening eligible companies and overseeing their information disclosure. The SEC does not grant an approval for each crowdfunding project or supervise pre-offering disclosure.  To be eligible for a funding

CMDF would be responsible for policy making and overseeing that market development efforts would proceed in the same direction with transparency, accountability and good governance. SEC Secretary-General

interest of which the three agencies are responsible for overseeing.

, strategies; and currently overseeing policy and supervision of intermediaries, asset management, provident fund and market infrastructure Bank of Thailand, Analyst, Bank Supervision Department https

, effective on 5 August 2024. In any case, the SEC is responsible for overseeing that ICO portals comply with relevant regulations and maintain the qualifications specified by the SEC at all times while

(e.g., close relative) and engages in irregular trading while the company has not disclosed the inside information, shall be deemed to have engaged in insider trading as well. In addition, it is illegal

. Natcha Suttipate and (8) Ms. Nijjawan Iamsaard were involved in the wrongdoing of Thanaporn by executing transactions for clients whose activities were clearly irregular in violation of the bank's

collaborated with the SET to study guidelines for the auto halt rules and temporary trading suspension concerning irregular trading activities. Such regulations are expected for issuance and implementation