securities company , the term “personnel” and “employee” under this Notification shall also include any person who is assigned to perform duty for a securities company . Clause 5 The provisions in Clause 19
securities brokerage business undertaken by a securities company, the term “personnel” and “employee” under this Notification shall also include any person who is assigned to perform duty for a securities
securities brokerage business undertaken by a securities company, the term “personnel” and “employee” under this Notification shall also include any person who is assigned to perform duty for a securities
) Where the reported securities are convertible securities: 1 If the business has outstanding treasury stocks, the total number of voting rights of the business shall refer to the voting rights of the total
If the business has outstanding treasury stocks, the total number of voting rights of the business shall refer to the voting rights of the total paid-up share capital less the total number of
• Key contribution: Only one other laboratories. Not all financial institutions can capture regulators. Regulator roles different. IMPORTANCE OF INVESTMENT ADVISERS IN USA FIDUCIARY DUTY • In USA
MB Subsidiaries / Others 3.31 MB 4.39 MB Total 122.79 MB 179.59 MB In the second quarter of 2019, the Company has a higher lawsuit expense for outstanding debtors. Moreover, the Company was gradually
the purchaser for the outstanding amount. A part of the proceeds from the disposal of assets were used to pay down on the bank overdrafts and short- term loan outstanding in March 2017. The Company
not have duty to disclose information to the Stock Exchange of Thailand according to the Notification on Acquisition and Disposal of Assets Transaction. Calculated by applying the Total Value of
land for Baht 166.54 million. In March 2017, the Group had transferred the ownership of the land to the purchaser since the Group has already received the payments from the purchaser for the outstanding