supervision of other organization and later obtain license to undertake securities business; (b) Any juristic person established under foreign laws which is permitted by such laws to undertake securities
financial institution which is under the supervision of other organization and later obtain license to undertake securities business; (b) Any juristic person established under foreign laws which is permitted
Investment Schemes: eligibility, governance, organization and operational conduct, and supervision of investment management business; legal structure; and offering and sales of funds as well as the related
Investment Schemes: eligibility, governance, organization and operational conduct, and supervision of investment management business; legal structure; and offering and sales of funds as well as the related
SET is to operate stock exchange business, having powers to issue various rules and regulations. The Securities and Exchange Act B.E. 2535 specifies that SET is an organization under the supervision of
SET is to operate stock exchange business, having powers to issue various rules and regulations. The Securities and Exchange Act B.E. 2535 specifies that SET is an organization under the supervision of
resource allocation by their board of directors and executives that is practical and meets the standards established by an international organization concerning capital market supervision is crucial and
the standards established by an international organization concerning capital market supervision, each securities clearing house and central securities depository shall follow principles in the
international organization concerning capital market supervision is crucial and necessary. The regulations under this Notification set a standard for operation of derivatives exchanges so that their services are
do such action by the foreign law of the country where the foreigner inhabits or is located; (2) selecting the foreigner who is under supervision of a regulatory organization [i] which is a member of