) found) Date Time Heading Link Data not found SEC has ordered to amend Finanacial Statements ( 0 record(s) found) Name Description Details Data not found Last updated on 20 September 2023
The SEC proposed to amend the regulations relating to annual fee regime for intermediaries to improve equality of fee rate among intermediaries operating the same activities and to ease the burden
companies.In protecting the best interest of investors, the SEC is proposing to amend such rules to provide a clearer practical guideline for fund management and more room for investors to consider potential
(20% of 2Q 2018 LTM volume). The ongoing structural improvements in the commodity cycle resulted in 2Q 2018 LTM EBITDA contribution from the Necessities business of $716 million significantly surpassing
conflicts of interest and prioritise advancing the best interest of clients. Principle 3: Make informed investment decisions and engage in active ongoing monitoring of investee companies. Principle 4: Apply
interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
investment decisions and engage in active ongoing monitoring of investee companies. 4. Apply enhanced monitoring of and engagement with the investee companies if monitoring pursuant to (3) is considered
With the objective to support and promote an ongoing access to capital by businesses in the government-promoted industries, the SEC Board Meeting No.9/2566 passed a resolution, approving SET rules
underwriter to issue 4 consecutive quarterly research papers after the initial public offerings process to provide the public adequate and ongoing information for investment decision making. The SEC is seeking
SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to