failed to record their clients' derivatives trading orders frequently. {D} admitted that the unrecorded orders were taken via mobile phone and WhatsApp, while {E} admitted that he had accepted his client's
, including, mobile phone numbers, email addresses, addresses on the identification cards, addresses on the house registration, permanent address, home telephone numbers, and facsimile numbers. Sensitive data
Office, photos from closed circuit television, thermometers, etc. Contact information: Information for contact purposes, including, mobile phone numbers, email addresses, addresses on the identification
performance Operating performance in Q1/2018, the revenue of mobile phone distribution slightly decreased by 1.1%, compared to Q1/2017. The business of non-performing loan management, however, increased by 50
Passport Issued Date Passport Expired Date ประเทศที่ออกบัตร / Country ชื่อ - นามสกุล (ไทย) Name - Surname (ENG) วันเกิด / Date of Birth โทรศัพท์มือถือ / Mobile Phone E-mail ชื่อบิดา (ไม่ต้องระบุ นามสกุล
derivative warrant but did not inform the client of maturity date. In addition, there was no source of trading orders of her clients where {A} described that the clients submitted trading orders via mobile
failed to show evidence of their clients trading orders, and most of them admitted that they had taken orders via mobile phone, claiming the clients unfamiliarity with order execution via phone recording
misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the
session. Besides, {A} admitted that she advised the client to sell the other securities to settle the buying order which the client agreed and asked her to submit the selling order via mobile phone