customers’ assets in its possession to have at least 2 audit responsible for recipience notified from the auditor that may report doubtful behavior which directors or managers have committed an offense as
finance company] shall be in effect upon the transfer of such membership. Clause 7 When the newly established limited or public limited company has obtained the securities business license and has accepted
Phoncharoensuk jointly failed to perform their duties with dishonest intent, committed dishonest converting RICH's property to himself or a third party, and obtained unlawful http://market.sec.or.th/public/idisc
, obtained unlawful gains for themselves and/or other persons and made false records on purchase of black steel from eight companies totaling 529,529,326.15 baht and sale of black steel to BF Intertrade Co
house, regulatory association of derivatives business operators or information relating to any violation and penalty imposed on the violators under this Act, including any other information obtained in
. 2535 (1992) or Section 23 of the Derivatives Act B.E. 2546 (2003); (b) having the qualifications and not possessing the prohibited characteristics as specified in Chapter 3; 9 (c) having obtained an
have committed predicate offences or money laundering offences under the Thai or foreign laws, including their associates; (2) list of name of politically exposed persons (PEPs), either Thai or foreign
information: (1) list of name of persons who have committed predicate offences or money laundering offences under the Thai or foreign laws, including their associates; (2) list of name of politically exposed