the clarifications above will create a better understanding of the cases and assure the investing public of the SEC?s integrity, fairness and transparency in developing and supervising the capital

fairness among investors, reflect quality competition, and foster sustainability in the securities industry.“The SEC emphasizes the importance of building the overall market confidence. We welcome inputs and

, fairness and equal competition, and ensuring that the issuance or amendment to the criteria applicable to the members must be proceeded by considering opinions of stakeholders and obtaining approval from

ปรึกษาการลงทุนทราบ · (ข) หลักปฏิบัติในการให้คำแนะนำอย่างเป็นอิสระ (independence and objectivity) ( (ค) หลักปฏิบัติในการปฏิบัติต่อลูกค้าประเภทเดียวกันอย่างเท่าเทียมกัน (fair treatment) · (ง) หลักปฏิบัติใน

circumstance that gives rise to justifiable doubts as to their impartiality or independence, the respondent shall submit a letter of challenge together with the reason for the challenge as per Form OrYor. 6

challenge all of the three arbitrators in the claimant’s selected list because there is a circumstance that gives rise to justifiable doubts as to their impartiality or independence, the respondent shall

challenge all of the three arbitrators in the claimant’s selected list because there is a circumstance that gives rise to justifiable doubts as to their impartiality or independence, the respondent shall

encourage insurance companies to disclose significant information to the public, thereby creating fairness and transparency. Additionally, the OIC collaborates with insurance-related entities to develop

) วิธีการเปิดเผยขอ้มูลใหลู้กคา้ท่ีปรึกษาการลงทุนทราบ  (ข) หลกัปฏิบติัในการใหค้ าแนะน าอยา่งเป็นอิสระ (independence and objectivity)  (ค) หลกัปฏิบติัในการปฏิบติัต่อลูกคา้ประเภทเดียวกนัอยา่งเท่าเทียมกนั

of funds with the following principles:   (1) Stipulating funds? conditions for investing and seeking benefits with the emphasis on fairness to the fund and the best interest of investors;(2) Thorough