a Thai Feeder Fund investing in a Hong Kong MRF-eligible master fund: - Before filing an application with the SEC, the Thai AMC shall request the management company of the Hong Kong MRF-eligible
) KEY HIGHLIGHTS • Total revenue and share of profit, and net profit were THB 1,277.8 mm and THB 99.3 mm, respectively, consisting of the normal business operation and FX impact, which was mostly
request and application fee ( Approval request fee of 50,000 baht due to the following cases: ( (1) First time request for approval (the applicant has never requested an approval before); ( (2) Request for
request and application fee Approval request fee of 50,000 baht due to the following cases: (1) First time request for approval (the applicant has never requested an approval before); (2) Request for
supervisor in business management. Clause 2 In order to ensure that critical function of intermediaries will continue or be restored in a timely manner in the event of disruption of its normal operations
manner in the event of disruption of its normal operations, the securities company shall establish a policy on business continuity management that is approved by its board of directors. Clause 4. A
securities company will continue or be restored in a timely manner in the event of disruption of its normal operations, the securities company shall establish a policy on business continuity management that is
securities company will continue or be restored in a timely manner in the event of disruption UNOFFICIAL TRANSLATION of its normal operations, the securities company shall establish a policy on business
, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the