proposal. The SEC has therefore issued the relevant regulations, with the essential points as follows: (1) Requiring the auditors in the capital market to be affiliated with audit firms in the capital
Rules on Establishment of Information Technology Systems, with the following key points: (1) To adjust the frequency of submitting IT audit reports to be appropriate for the risk level of small
reduction, with the key points as follows: (1) in cases where a capital reduction occurs while a business operator is subject to temporary suspension for all types of licenses for at least one year, or during
respondents agreed with the principles and the proposed amendments to such regulations. The SEC has therefore issued the amendments* with the key points as follows: (1) DA operators are required to keep
establish data sets and standards for certain information. The key points are summarized as follows: (1) To revise the reporting scope for business operators to include the submission of data
investors and beneficial owners of Thai nationality (“Thai investors”) to convert NVDR to common shares. In support of the amendment, the SEC has introduced the fee waiver regulations with the key points
bonds. The SEC has therefore amended the governing rules with the following key points: (1) Specifying NC bond as a high-risk or complex capital market product; (2) Requiring the offering of NC
public comments on the proposed principles and draft amendments with the key points, as follows: 1. To allow SLBs to specify financial return features that link to the achievement of sustainability-related
this public hearing on the proposed principle and draft regulations with key points as follows: (1) To revise the requirement for investors who are not legal entities classified as
investors continue to receive appropriate protection and do not lose any rightful benefits. The SEC is inviting public comments on the proposed principles and draft regulations, with the key points as follows