respondents supported the proposal for amending the advertising rules, which contains key points as follows:     (1) Revoking the requirement for notifying details of each advertisement and the associated

feedstock already obtained certification from RSB (which covers food security issues), to meet this requirement. In this case, verifiers only need to verify that the issuer’s feedstock is all certified under

Financial Statement (revision in process) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 20 January 2023 17:27 ​ ​ The Financial Statements which need to be revised The Financial

Financial Statement (revision in process) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 17 January 2023 17:34 ​ ​ The Financial Statements which need to be revised The Financial

) in Thailand with the SEC directly without the need to obtain a prior approval from the Ministry of Finance;  (2) Requiring the foreign issuer of baht bonds to (i) obtain an issue rating not lower than

Requirement (CAR report) within February 7, 2022 However, FINANCIAL LINK prepared and submitted the On-Going Capital Requirement (CAR report) to the SEC Office on February 21, 2022 later than the period

prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the

นำส่งประกาศและซักซ้อมความเข้าใจเกี่ยวกับการปรับปรุงหลักเกณฑ์เกี่ยวกับการดำรงเงินกองทุน (on-going capital requirement) ของผู้ประกอบธุรกิจจัดการกองทุนและผู้ประกอบธุรกิจนายหน้าซื้อขายหน่วยลงทุน และ

have recruitment policies and procedures? If yes, please describe. 2 How the firm determines staffing requirement and minimum qualifications for each position? 3 Does the firm always acquire satisfactory

eliminate private fund's custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund's asset