and selling investment products through different channels. • Check and keep transaction records to confirm they are accurate and genuine. • Use a licensed/regulated financial service provider

settlement system, to provide transaction services to investors.  SEC has found that all regulated business operators have implemented their business continuity plan to tackle possible impacts of the Covid

, vested on the court of justice.   The SEC would like to emphasize that digital asset businesses are regulated under the Digital Asset Business Emergency Decree. Only providers who have obtained relevant

investment planner, classified as a new category of regulated capital market personnel.

SEC Secretary-General Ruenvadee Suwanmongkol said: “Digital asset businesses are regulated under the Emergency Decree on Digital Asset Businesses. Only providers who have obtained relevant

minor shall obtain a consent from the rightful representative before executing any legal acts and any acts executed by a minor without such consent shall be voidable unless regulated otherwise, etc

have developed applications such as SEC Check First and SEC Bond Check as a self-help tools for investors to check products or service providers that are regulated by SEC.  In addition, SEC has formed

: Determination of  Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business ​​ ​A Gathering of all Intermediaries Regulations Regulated Entities ​о Rules and Regulations / Licensing

)Direct firms become more tied and sensitive to Bitcoin. Implications  Stock market: more regulated and protected  Crypto market: scams and frauds  The stock market offers a somewhat safer opportunity to

Enron’s accounting scandal and the demise of its audit firm, ‘Andersen’, Barton (2005) found that clients who were more attracted to investors’ attention moved from Andersen sooner to other Big 5 at that