basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information
regulations which would serve as management standards must be set out. In this respect, management companies, which are entrusted by their customers, shall manage the investments on the basis of integrity and
, integrity is of the utmost importance. The Sustainability-Linked Bond Principles (“SLBP”) provide guidelines that recommend structuring features, disclosure and reporting. They are intended for use by market
: Ability to identify common goals and collaborate with relevant parties to achieve the best outcomes. Integrity: Being trustworthy, accountable and respecting the rule of laws and good governance
assets, SEC must closely monitor and supervise digital asset businesses and educate investors so that they become knowledgeable and capable of managing their own risks,” added the Finance Minister . Mr
objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of
with due care and integrity. All directors shall have equal duties and responsibilities as specified in the Public Company Limited Act B.E. 2535 (1992) and the Securities and Exchange Act B.E. 2535 (1992
on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that
with due care and integrity. All directors shall have equal duties and responsibilities as specified in the Public Company Limited Act B.E. 2535 (1992) and the Securities and Exchange Act B.E. 2535 (1992
management process; (d) monitor and review the users’ access rights at a regular interval. (2) there shall be requirements in place for users to comply with the organization’s practices in the use of passwords