sanction proceedings against Apichart, Eng and Supanee requiring each offender to  pay civil monetary penalty, disgorge the benefits of loss avoided from committing the offenses, and reimburse the SEC’s

| - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting Requirements |- Fees |- Related Circular Letter    IP/FG |- Appoint/Approval/Code of conducts and Standard Practices |- Reporting |- Fees

Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter    Executives of securities companies and personnel in securities business |- Approval and

|- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting |- Fees |- Related Circular Letter    Marketing |- Approval and Standards

Unofficial translation FORM 35-E2 Letter of Consent (Inspection of the director and executive’s qualification on the company’s request) Attention: Secretary General, the SEC Office Whereas I

ACC6207/003 25 July 2019 Subject Inform the progress of the sale stock in the subsidiary company To Director/ Managing Director The Stock Exchange of Thailand Refer to the company's letter No

through assistance and information sharing to enhance supervisory efficiency and enforcement. So far, the SEC has signed MoUs, Letter of Intent and Exchange of Letters for Cooperation with 28 foreign

offering (form 17-1)  A letter of certification for personal records of directors, executives, controlling persons of the applicants for public offering of digital tokens A letter of acknowledgement for the

Printable Format - Laws and Regulations Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter    Bond Dealer and Underwriter |- Fees (section 14 and 19

received a letter from Mrs. Phanna Chumbuathong, requesting to be postponed the final payment of the share payment for 6 months, claiming that the contract will be due on 26 December 2019. The company