กองทุนรวมในประเทศไทยสามารถใช้หลักฐานการซื้อ/ขายหน่วยของกองทุนต่างประเทศ (Confirmation for Subscription/Redemption) ที่บริษัทจัดการกองทุนต่างประเทศส่งกลับมาที่ธนาคารฯ เป็นหลักฐานการ
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in the capital market and prevent the shortage of workforce in the accounting professions in the future. - 11 - Promoting the Bank Confirmation on Blockchain System Project On 9 October 2020, the SEC
Confirmation of Clients _______________________ Clause 25 After a client has made a decision for investment or entering into a transaction, an intermediary shall report or inform the result of the performance to
redemption prices; (4) control and monitor any employee who gives the information thereof to clients for correctness and accuracy. Chapter 5 Sending out Transaction Confirmation of Clients
approval is required by the regulations); (8) a confirmation letter of the issuer’s acknowledgement of the duties and responsibilities after the offer for sale of securities; (9) a confirmation letter of the
confirmation documents to make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage
approval of the offer for sale, the SEC Office might not have granted an approval for such offer for sale, the SEC Office shall have the authority to: (1) order the approved entity or its directors or
A-3 Form for Confirmation of Cost of Tendered Shares (Only for foreign juristic persons not operating a business in Thailand) Form A-4 Power of Attorney (for Tender Offer Acceptance) Attachment 2
would bear in mind the significance of developing the quality of audit and continuously mitigate and improve as recommended by the SEC, some of the deficiencies’ rectification are underway and might