broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
account the public comments gathered from the previous hearing whereby the calculation of the fees on Thai government bond dealing activities would be revised to reduce the burden on bond dealers and
Bangkok, May 9, 2014 ? The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers
, dealers and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposed revision, IA, and LBDU operators will have to comply with the capital requirements variable to
looking to invest in the Middle Eastern country, and a seminar entitled, “Reorganize Balance Sheet - Manage Inventory Like a Pro”, to enhance traders’ knowledge of business planning and administration
แบบ Noise Traders ของนักลงทุนภายในตลาดหลักทรัพย์แห่งประเทศไทย? ซึ่งได้เคยศึกษาวิจัยไปแล้วเมื่อปี 2553 และสรุปผลว่า ผู้ลงทุนรายย่อยมีแนวโน้มพฤติกรรมลงทุนตามกระแสนั้น ต่อมาได้ทำวิจัยเพิ่มเติมและได้ข้อสรุป
Crypto 101 Courses. Meanwhile, warnings of potential risks are issued regularly to protect digital asset traders who are mostly young people. Importantly, traders should trade cryptocurrency with full
submission.Currently, some digital asset brokers, dealers and exchanges have already obtained their respective licenses while others are in the application process. They each deploy different data types and structures
shareholders’ equity or no more than 70% of total amount offered. Digital asset exchanges, brokers and dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC
businesses, B.E. 2561 on expectation to come into force on 16 July 2018.This notification will be enforced on those who will operate businesses as trading centers, brokerage firms and dealers for digital