sector. In addition, as SEC has measures for monitoring and inspection of reports, data, including business standards and ethics of the securities companies, it is able to ease the rules to better

The MoU was signed by Mr. Ian Johnston, Chief Executive of DFSA, and Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC Thailand, on 18 October 2022.The agreement provides a framework for ease of

rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital

undergone assessments invarious international platforms such as: Survey on Ease of Doing Business by World Bank The Financial Sector Assessment Program by IMF and World Bank The Report on the Observance of

., 2018; CALISKAN et al., 2020) •Naive Portfolio •Minimizes risk without sacrificing expected returns(Tang, 2003) •Optimal strategy(Bock, 2018;Brown et al., 2013;li, 2018) 6 Background(Cont.) •Mean variance

this case, taxonomy-alignment assessment of these activities is not possible. However, this does not automatically mean that all of the Out-Of-The-Scope activities fall into red activities category. It

preventing investors to fall victims for fraudulent solicitations, as well as being a mean of elevating the protection for investors.”The public can use SEC Check First application to search information on

does not necessarily mean 1:1 ratio. 

.__________________________ Remark: * Insurance companies mean life insurance companies and non-insurance companies, excluding local branches of foreign life insurance companies and foreign non-life insurance

นโยบาย ease of doing business      หลักการและเหตุผล ร่างกฎกระทรวงเกี่ยวกับการปรับปรุงการขอใบอนุญาตธุรกิจหลักทรัพย์ เพื่อเปิดโอกาสให้มีผู้ประกอบธุรกิจที่จะเข้ามาช่วยอำนวยความสะดวกให้แก่ผู้ลงทุนเพิ่มขึ้น โดย