Bangkok, November 20, 2007 ? Preliminary results of the capital market regulation assessment under the Financial Sector Assessment Program (FSAP), a joint initiative of the International Monetary
SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
Bangkok, October 10, 2008 ? SEC Deputy Secretary-General Prasong Vinaiphat today gave a statement reassuring investors of the sound condition of the Thai stock market despite a huge fall of SET Index
Bangkok, December 9, 2014 - The SEC suspended {A}, a capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for 6 months.After receiving a client's complaint against {A
therefore the above news may, if any, have only a slight impact on Thailand?s market image. Moreover, CalPERS criteria includes other factors such as productive labor practices, human rights, etc., which are
SEC held a seminar under the topic of “Thailand SEC Policy Dialogue 2018: Regulating by Market Forces” on 28 November 2018 at the Grand Hyatt Erawan Hotel, with the objective to stimulate policy
The seminar was graced by the presence of the Deputy Secretary-General to the Prime Minister for Political Affairs Kobsak Pootrakool, whose lectured under the topic of “How Thai Capital Market
Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems
Custody of Assets of Clients by Securities Companies