institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
sort out the training and renewal requirements during the social distancing period. In this regard, fund managers, derivatives fund managers, investment analysts, investment consultants and investment
offering in the Europe under the Alternative Investment Fund Managers Directive (AIFMD) where SEC has signed a memorandum of understanding (MOU) with capital-market watchdogs of 26 European countries on
compulsory for renewal of approval for investment consultants, investment planners, investment analysts, agricultural commodity trading management officials, fund managers and derivatives investment managers
having been settled the case with a fine for such offence; (d) having been pending under charge or criminal proceeding by competent authorities for the offence under (c). (5) directors, managers and any
fund managers as approved by the SEC. (2) Preparation of and submission to the SEC a report on fund managers' starting and ending dates in performing the duties, and a list of fund managers. (3
fund managers as approved by the SEC. (2) Preparation of and submission to the SEC a report on fund managers' starting and ending dates in performing the duties, and a list of fund managers. (3
Malaysia, the Monetary Authority of Singapore and the Securities and Exchange Commission, Thailand in October 2013.This Framework allows fund managers operating in a member jurisdiction to offer CIS
Malaysia, the Monetary Authority of Singapore and the Securities and Exchange Commission, Thailand in October 2013.This Framework allows fund managers operating in a member jurisdiction to offer CIS
management; “Connected person” means: (1) Ordinary partnership of which the fund supervisor or its directors, managers or persons with power of management who are responsible for the line of work relating to