and Mr. Atthavut managed the financial transactions regarding their trading of TIGER's stocks. 05/01/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as
://market.sec.or.th/public/mrap/MRAPFile.aspx?FILESEQUENCE=2&FUNDNAME=ONE-LIFESET-UI&FUNDCOMPRU... ไทยพาณิชย์ จำกัด SET UP AND MANAGED BY SCB ASSET MANAGEMENT COMPANY LIMITED เสนอขายต่อประชาชนท่ัวไป มูลค่าโครงการ
structure of the Company was in the strength level and cash flow could be managed effectively, hence, there was no interest paid. According to the above mentioned reasons, the Company’s profit before income
, without derivatives fund management license, had jointly managed funds for others for profits from derivatives investment. In so doing, they solicited and invited persons who wanted to invest in
) fund, which is managed by a person who has been named in a complaint filed by a foreign regulator on account of managing investment without approval. If approached with a solicitation to invest in
Storage Property Fund (Montri Fund), established and managed by CIMB-Principal Asset Management Company Limited.Following the complaint against Nakul Chaiyanil, a former fund manager who prepared the
April 18, 2022 “Red flags” – how useful? • Very rapid growth • Charismatic founder with carefully managed image • Cultivation of politicians • Promises of philanthropy • Complexity • Friends and family in
Mr. Telapon’s 2 securities accounts at KTBST Securities and I V Global Securities Public Company. In this regard, Ms. Uraiwan managed the financial transactions regarding their trading of MBAX's
at KTBST Securities and I V Global Securities Public Company in total of 8 securities accounts. In this regard, Ms. Uraiwan managed the financial transactions regarding thr trading of MBAX shares
โดยเฉพาะกรณีที ่ AI/ML ถูกนำมาใช้งานแบบอัตโนมัติ และ ไม่มีเจ้าหน้าที่เข้ามามีส่วนร่วมในการตัดสินใจ (Human-out-of-the-Loop) 16 (4) จัดทำสัญญาการใช ้งานที ่ระบุขอบเขตของงาน ความรับผิดชอบ ข้อตกลงระดับ การ