, the current submission period may be inconsistent with the current situation. The SEC is therefore conducting the public hearing on the proposed principles and draft regulations on extension of the
complies with the disclosure and/or reporting rules. The proposed principles and draft regulations contain the following essences: (1) Provide an alternative channel for Rehabilitation Listed Company
have conflict of interests or there are adequate measures to manage conflict of interests Principles : Controlling persons or those who have influence on a listed company (directors, executives and
Principles for Undertaking Securities and Derivatives Businesses