List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Miss PRADTANAARALI MOHAMMAD AL QURAISH Approval Type of approval Effective date Expiry date
empirical questions related to three earnings thresholds; zero earnings, prior periods’ earnings, and earnings forecasts (e.g. Barth et al., 1999; Bartov et al., 2002; Kasznik and McNichols, 2002; Brown et al
Mr. Al Christy, Jr. During January 5 2015 – February 19 2015, Mr. Al Christy, Jr. colluded with 11 offenders, which are (1) Mr. Tongchai Limthongsittikun, (2) Mr. Paisal Panichavong, (3) Mr
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
manage liquidity of fixed income funds and mixed funds that invest at least 60 percent of the net asset value in debt securities. The limit for such transactions is increased from 10 percent to 30
Phillip asset management Company Limited June 1, 2023. Phillip asset management Company Limited a fund management company, failed to manage PHILLIP CASH MANAGEMENT OPEN END FUND ("PCASH"
(Luypaert and Van Caneghem 2014). Theoretically, an audit can be viewed as an economic goods or a professional service process (Knechel et al. 2020). Introduction Economic goods viewpoint Professional
Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the