Re: Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale By virtue of Clause 5 of the Notification of the
that rationale is not the only factor influencing investment decision making while the regulator should put in place proper regulations to protect investors and provide appropriate investment
-making. It also offers an inflation-adjusted investment formula for reasonable results and furnishes a business operator quick contact. The user-friendly financial application simplifies the investment as
intermediaries. These proposed rules aim to provide sufficient and material information for investors? decision making, and to promote salespersons? thorough understanding of the products they offer as well as
Don’ts of Investment, and key information to review before making investment decisions. The event took place on 4 November 2024 in Nakhon Pathom Province.
activity aimed to share information and knowledge for the students to apply to their studies, investments, and decision-making in their future legal careers. The event took place on 14 June 2024 at the SEC
such as investment consultant registration, ?Pride of the Province? project and making complaints relating to capital market. ?12? stands for 12 months throughout the year while ?07? signifies seven days
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
Bangkok, June 5, 2014 ? The SEC is seeking public comment on revision of rules governing mutual fund prospectus to provide more useful information for investment decision making. Management