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on draft amendment to approval for paperless filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing
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) Date Time Heading Link Data not found SEC has ordered to amend Finanacial Statements ( 0 record(s) found) Name Description Details Data not found Last updated on 19 January 2023
Analysis ( 0 record(s) found) Date Time Heading Link Data not found SEC has ordered to amend Finanacial Statements ( 0 record(s) found) Name Description Details Data not found Last updated on 13 January 2025
The SEC proposed to amend the regulations relating to annual fee regime for intermediaries to improve equality of fee rate among intermediaries operating the same activities and to ease the burden
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of the SEC may revise or modify the operating plan; in such regard, the provision in the first paragraph shall be applicable, mutatis mutandis. The operating plan of the SEC Office under the first
Main Notification 3 August 2009 The Capital Market Supervisory Board No. TorThor/Nor/Khor. 58/2552 Qualifications and Other Prohibited Characteristics of Directors and Executives of Securities Companies
. Notified Date Notification No. Subject Contents Status Main Notification 3 August 2009 The Capital Market Supervisory Board No. TorThor/Nor/Khor. 87/2552 Qualifications and Prohibited Characteristics of