. In addition, inception of mutual funds for non-retail (MF for non-retail) will no longer be permitted to avoid repetition of mutual funds for accredited investors, selling units to institutional and
proposed regulations will no longer limit types of business operators permitted to provide services in foreign currency denominated products; accordingly, all business operators will be able to provide such
firm’s compliance with its system of quality control or for a longer period if required by law or regulation? 3 Does the firm have policies and procedures relate to the access of audit file as well as back
2019 whereby clients will no longer be able to purchase, sell or trade digital assets via Bitcoin website ( SEC News No. 105/2019 ) SEC warns BX clients to keep away from unsolicited transfer of
(b) an increase in the interest rates of the bonds by 0.50% per annum (from the day following the completion of one year from the original maturity dates until the new extended maturity dates). A
extended a warm welcome to her on this special occasion. The Cabinet passed the resolution for her appointment as the 8th SEC Secretary-General on 18 September 2023. SHARE :
Building Confidence in the Capital Market No. 103/2014 Extension of deadline for VTE financial statements Bangkok, July 21, 2014 – The SEC extended the deadline for submitting Vintage Engineering Plc
dates of the interest payments. The remaining principals of the bonds will be repaid on the maturity dates of the extended periods. The SEC requires that the bondholder representative analyze the
tender period will be extended for at least 15 days. So will the acceptance withdrawal period until the additional disclosure is completed.
and regulations on the listing requirements for ordinary shares based on market capitalization which are extended to cover those businesses in the government-supported target industries. Under the