According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without compromising appropriate investor protection and convenience for business operation.The SEC therefore...

XM Global Limited : Unlicensed digital asset business (Disclosure Date : 20/01/2023)

Tradenance Incorporation Limited : Unlicensed digital asset business (Disclosure Date : 21/06/2019)