? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
minor error occurred during the drafting. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=676. Stakeholders and interested parties are welcome to send comments
recommendations via the website. For electronic comments, please send an email to rattaya@sec.or.th or sumitra@sec.or.th . For paper comments, please send them to: The Investment Management Policy Department, the
สักครู่ -- Request OTP again OTP Send OTP Close Close OK Close สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ 333/3 ถนนวิภาวดีรังสิต แขวงจอมพล เขตจตุจักร กรุงเทพมหานคร 10900 โทรศัพท์ 1207 กด 3
elevate their audit work quality to be on par with bigger audit firms. This means the work plan that the SEC supports is a success and the quality of small and medium-sized audit firms is on the rise. In
SEC and the OAG will collaborate to exchange practical knowledge and experience to elevate the audit quality of listed companies as a whole, which is very important to Thai capital market. This
involving with complicated transactions, audit works need competent audit teams under quality assurance system. To lift up confidence in the Thai capital market, audit firms should place priorities on
available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=590 . S takeholders and interested parties are welcome to send comments or suggestions to www.sec.or.th or facsimile: 0 2-033- 9660 or e-mail
products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an
send an email to sawarin@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8149 SEC