derivatives who was legally undertaking business under the Notification of the Securities and Exchange Commission which is repealed by this Notification is a person who obtained precious metal derivatives
derivatives broker limited to gold derivatives who was legally undertaking business under the Notification of the Securities and Exchange Commission which is repealed by this Notification is a person who
) assets contributed by the parent company to the securities clearing house in the form of a written and legally enforceable commitment (explicit guarantee). 2 In case of financial resources for liquidity
procured for protection of the trading and clearing systems; (4) assets contributed by the parent company to the derivatives clearing house in the form of a written and legally enforceable commitment
: _____________________________________________________________ Home Exchange: ____________________________________________________________ [ ] 1. Form 69 – CIS full ( completed by CIS Operator ) [ ] 2. Evidence demonstrating that foreign ETF is legally
: _____________________________________________________________ Home Exchange: ____________________________________________________________ [ ] 1. Form 69 – CIS full (completed by CIS Operator) [ ] 2. Evidence demonstrating that foreign ETF is legally
been filed under Paragraph 1 above. (3) document demonstrating that the collective investment scheme is established legally under the law of the jurisdiction of the home regulator; (4) a letter
counsel for the plaintiff shall have knowledge, ability, and experience in Class Action. Lastly, the injured person is automatically a member of the class and legally binding of the Court's judgment by the
the auditing of the businesses under Clause 3 for a period of not more than three months as from the expiry date of approval under Clause 12: (1) having been legitimately appointed by the businesses