information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
cooperation from the Department of Special Investigation (DSI). In addition, those having clues or evidence that could lead to the wrongdoer are able to contact our regular channels.?
, and take any actions with, their assets, securities trading accounts and banking accounts might lead to misconduct opportunities. Should investors have reasons to doubt the operation of any investor
ตลาดหลักทรัพยฯ ดังนั้น ดวยเหตุผลดังกลาวขางตน ก.ล.ต. จึงเห็นควรกําหนดหาม FA และ underwriter ท่ีมีสวนในการกําหนดราคา (lead underwriter) ซ้ือหรือขายหุนท่ีตนรบัเปนท่ีปรึกษาหรือรับจัดจําหนาย เปนระ
percent from the same period of last year affected by foreign exchange volatility during the Covid-19 pandemic in first quarter that lead to accumulated loss on exchange rate. 2. Cost of goods sold and
and nearby countries Objectives of Investment 1. To increase production capability and shorten lead time for sales to customers in the US and nearby countries 2. To expand distribution network in the
existing rule, on the contrary, allows a 30-day lead time for such filing during which changes may be made to the registration statement anytime, and as often as necessary. In addition, during the 14-day
. Outsourcing does not have a huge amount of service providers, resulting to a situation where outsourcee cannot be employed immediately, and this might lead to an effect regarding the capital market. Business
Socatiyanurak, the SEC Secretary-General.? ?Recognizing that Luxembourg is truly the European center for mutual fund industry, I see that this MoU would lead to deeper and broader cooperation between capital
capital requirement by taking into account the types of business models as well as the existence of lead regulator (if any). Also, certain conditions and periods of protection have been adjusted in this