SEC Strategic Plan to increase auditors in the capital market on a continuing basis and encourage more knowledgeable and capable auditors to perform audit engagements in the capital market. Examples of
human resources management and development programmes to ensure that the company has adequate staffing and appropriately knowledgeable, skilled, and experienced employees and staff. Principle 1 | 2
(SEC), Thailand is going to join the IOSCO World Investor Week (WIW) 2023 campaign under the theme “Knowledgeable Investing Will Bring About Financial Resilience”. This participation is to reiterate our
long-term savings policies. The legal enforcement against securities business offenses became more efficient with a significant increase in the number of fine settlement cases and a milestone progress in
from the implementation of the quantitative easing policy by US Federal Reserve to increase money supply in the market. These supportive factors led to significant growth in the trading values in both
assets, SEC must closely monitor and supervise digital asset businesses and educate investors so that they become knowledgeable and capable of managing their own risks,” added the Finance Minister . Mr
consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients
: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The SEC probed into the
require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was
regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service