: (1) arrange to have a computer set where customer can submit a securities’ trading instructions by themselves; (2) accept a securities trading account application and forward the application to head
submit a securities’ trading instructions by themselves; (2) accept a securities trading account application and forward the application to head office or a full-service branch office for approval; (3
following duties: (1) arrange to have a computer set where customer can submit a trading instructions for derivatives contract by themselves; (2) accept a derivatives trading account opening form and forward
following duties: (1) arrange to have a computer set where customer can submit a trading instructions for derivatives contract by themselves; (2) accept a derivatives trading account opening form and forward
themselves; (2) accept a derivatives trading account opening form and forward the application to head office or a full-service branch office for approval; (3) accept or deliver money or securities by
Offerings Classified by Type of Investors Quarter 2/2023 6 Issuance and offering of derivative warrants (DW) Quarter 2/2023 7 Number of Companies Issuing Corporate Debentures Classified by Type of
/2553 Re: Forms and Procedures for Filing or Changing Information on Issuing Company Directors and Executives By virtue of Section 57(6) of the Securities and Exchange Act B.E. 2535 (1992), which contains
issuing branches must be provided to better reflect credit risk.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on
of the Office. In issuing the notification in accordance with the first paragraph, the Office shall specify the following important matters: (1) capital fund, net total assets and business operation of
of the Office. In issuing the notification in accordance with the first paragraph, the Office shall specify the following important matters: (1) capital fund, net total assets and business operation of