regulations regarding the approval process, and other requirements Differences in the Laws and Regulations in the participating countries When the Professionals intend to extend their investment advice service
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement
Mrs.Chanyarat Sangtong Between 20 August, 2015 to 11 December, 2015, Mrs.Chanyarat Sangtong who involved in the UOB Freehold Eight Thonglor property fund (“UOB8TF”) bought UOB8TF Units by using
• Small family-owned enterprises engaged in regular economic activity Employment generation (SMEs financing) • MSMEs including smaller ones and those with limited, less favourable, or even no access to
: ✓ is licensed or otherwise authorised to conduct the relevant financial advisory services in a participating ASEAN country, and is subject to supervision by the regulatory authority in that country
in practice to assess business environment in each economy. In its Doing Business 2020 report, the World Bank Group ranked Thailand 21st among the 190 participating economies worldwide on the overall
Asia-Pacific Regional Committee (APRC) The SEC has been actively involved in the IOSCO APRC, which comprises 24 members representing securities regulators from Asia-Pacific jurisdictions (as of July 2020
the athletes participating in the Thai Securities Companies Association (TSCA)’s Broker Badminton Championship 2024 to compete for the royal trophy under the patronage of HRH Princess Maha Chakri
competitiveness so that its roles in helping to solve the country’s economic problems can be enhanced. It is therefore hoped that every parties who are directly and indirectly involved in the capital market will