. They divided responsibilities for placing trading orders of FVC stocks, while coordinating and supporting one another consistently. This resulted in irregularity of the FVC share prices and trading
Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...
, the audit firms should always consider fundamental factors, such as audit partner’s capabilities and experiences. During the 2015 audit inspection, the SEC found that complicated audit engagements of
same names and consistently comply with the policies and procedures of the international audit firms, excluding the Big-4 firms. 139 15 97 - 14 - 649 687 700 725 0 100 200 300 400 500 600 700 800 2016
not necessary nor reasonable to grant an extension; and determined that Mr. Suphanan has consistently acted in an obstructive manner and made no effort to solve IFEC problems since the start of the
remained in many aspects. The findings demonstrated that firm leaders should strictly require their staff concentrate on the implementation of the quality control policies effectively and consistently across
operators and can start saving consistently and confidently with the “Aom No.5” campaign.” Mrs. Chavinda Hanratanakool, AIMC Chairperson, as the representative of investment management companies, gave an
, Myanmar, Cambodia and Taiwan. EGCO has consistently kept monitoring and analyzing electricity industry situation to explore investment opportunities in those targeted countries. The overall industry
Reporting Quality Apart from the oversight of auditors and audit firms, the SEC always focuses on improving the quality of financial reporting of the listed companies on the Stock Exchange of Thailand
consultants to make trading decision on their behalf and always submit trading orders via recordable channels. *Clauses 20(2) and (3) of the Notification No. TorLorThor. 3/2555 which were prohibited