share knowledge and understanding as well as different views and opinions on reforming laws and regulations on the capital market enforced by SEC, under the Regulatory Guillotine Scheme, which aims to
Facebook Page ชื่อ Buy-Sell the stock market : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
Facebook Page ชื่อ Buy-Sell the stock market : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
sustainability of all stakeholders in the capital market and economy will be fostered. Strategic Direction 5: Capital market for financial well-being (Financial well-being) of Thai people, in which financial
at a price lower than the market price. The governing regulations in this regard have become effective since 1 September 2022. The SEC is revising the principles for considering the market price and
manner. In this regard, SEC proposed this concept at a public hearing at the end of 2017, and had referred the comments for consultation with experts. At this hearing, SEC was open to comments for
approval criteria for auditors in the capital market but certain qualifications will be relaxed such as job title, audit experience and experience in giving opinion for financial reports.The consultation
will not accept her future application for approval as personnel in the capital market for the remaining period from 31 December 2020 until the 15-month suspension ends. {A} resigned from Finansia on
characteristic of capital market business personnel Type 2**. SEC has therefore revoked the approval for Sarunya as investment consultant for five years, effective from 16 September 2020. In addition, her
In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related