) Contribution for public interest more than one’s own benefits and public mindedness, (5) Focus on work effectiveness, (6) Fair and impartial duty performance, and (7) Setting good examples and protecting the
to abide by the Securities and Exchange Act, B.E. 2535 (1992) and the Derivatives Act, B.E. 2546 (2003). They must not have behavior for unfair trade. Examples are analyses with distorted
exercise their voting rights more effectively. ?Guidelines for shareholders? meeting? supports shareholders by giving suggestions and examples on the matters which should be considered or questioned at
the IOSCO Board, the SEC will be representing the voices and real-case examples of emerging markets into policy considerations and recommendations of the IOSCO,? said Vorapol.
data: 1.1 Definitions and examples of data collected by the SEC Office Personal data: Data of a personal nature, for example, identification number/passport number, title, name, surname (Thai/English
, conditions and procedures prescribed and notified by the SEC Office. Chapter 2 Authority of the SEC Office ______________________ Clause 10 In the cases it appears to the SEC Office a fact causing any of the
, and assessment of impairment indicators, etc. TFAC will feature examples of each guideline and other related matters on YouTube in due course. SEC Secretary-General Ruenvadee Suwanmongkol said
securities and derivatives businesses.In addition, SEC introduces additional regulations on operating businesses like a professional to all types of digital asset business operators. Examples include servicing
will apply to all types of digital asset business operators in order to provide more appropriate protection to investors. Examples of the amended regulations are revising the percentage of digital asset
will apply to all types of digital asset business operators in order to provide more appropriate protection to investors. Examples of the amended regulations are revising the percentage of digital asset